Osaic Wealth, Inc. is the broker / dealer and Registered Investment Advisor. Serving independent advisors, Osaic provides Scott with back office support and compliance.

Like most other brokerage firms, Osaic Wealth, Inc. is a member of SIPC, which is a nonprofit corporation created by an act of Congress to protect the clients of brokerage firms that are forced into bankruptcy. SIPC does NOT protect your account from market losses.

SIPC is a form of insurance which protects securities customers of its members up to $500,000 (including $250,000 for claims for cash). An explanatory brochure is available upon request or at www.sipc.org. Remaining coverage is provided by Pershing through a commercial insurer, details here.

For more information, go to our Links page to learn more about the relationships we have our service providers.

 

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This communication is strictly intended for individuals residing in the states of AZ, CA, CO, ME, MA, NC and TX. No offers may be made or accepted from any resident outside the specific state(s) referenced. A broker-dealer, investment financial professional, BD agent, or IA rep may only transact business in a state if first registered or is excluded or exempt from state broker-dealer, investment adviser, BD agent, or IA registration requirements as appropriate. Follow-up: individualized responses to persons in a state by such a Firm or individual that involve either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirements, or an applicable exemption or exclusion. For information concerning the licensing status or disciplinary history of a broker-dealer, investment, adviser, BD agent, or IA rep, a consumer should contact his or her state securities law administrator.